DEMOCRATS VS. AUTOCRATS: CHINA, RUSSIA, AMERICA AND THE NEW GLOBAL ORDER by Michael McFaul

Chinese President Xi Jinping and Russian President Vladimir Putin in Beijing. Pic: Sergei Bobylev, Sputnik, Kremlin Pool Photo via AP

(Chinese President Xi Jinping and Russian President Vladimir Putin in Beijing)

The other day President Trump gave Ukrainian President Volodymyr Zelinsky an ultimatum, accept his proposed peace plan by Thanksgiving or else.  The next day Secretary of State Marco Rubio announced that the United States was still in negotiations with Kyiv to find a solution for its ongoing war with Russia, and the deadline was cancelled.  Another day went by when we learned that Special Enjoy Steve Wycoff had spoken with a top Russian negotiator and provided him with information as to how to maneuver Trump to obtain his approval for Kremlin demands.  It appears that the original twenty-eight step proposal ultimatum from Trump was a recasting of Putin’s maximalist position which has not changed despite the recent Alaska Summit.

It seems to me the only way to get Putin to seriously negotiate is to provide Ukraine with long range missiles, ammunition, and other military equipment to place the war on a more even footing.  Further the Trump administration should introduce more secondary sanctions on Moscow and others whose purchase of Russian fossil fuels fund Putin’s war, which would create a more level playing field for Ukraine, however the president will not do so no matter how often he hints that he will.  Another important aspect is that Trump refused to provide any direct American aid to Ukraine.  He will allow the European allies to purchase American equipment and ship it for use by the Ukrainian army.  The problem is that it is not quick resupply and the allies have had difficulty agreeing amongst themselves. 

As the war progresses Putin has tried to showcase his burgeoning friendship with President Xi Jinping of China.  China has purchased millions of gallons of Russian oil, as has India which states it will now find alternative sources, which has bankrolled Moscow in paying for its war against Ukraine.  These two autocratic countries are solidifying their relationship after decades of disagreements.  It would be important for American national security not to drive a wedge in Chinese-American relations, however, Trump’s obsession with reworking the world economy through his tariff policy seems to be his only concern.  Increasing tariffs, threatening trading partners, disrupting trade just angers China and does not allow American businesses to plan based on a supply line that is at the whim of Trump’s next TACO or change of mind!

Trump meets Xi Jinping

(President Donald Trump spent his first term pursuing a grand new bargain with China but he only got to phase one)

In this diplomatic environment Michael McFaul, a professor of Political Science at the Freeman Spogli Institute for International Studies and the Hoover Institution at Stanford University, in addition to being a former U.S. ambassador to the Russian Federation (2012-2014) latest book, DEMOCRATS VS. AUTOCRATS: CHINA, RUSSIA, AMERICA AND THE NEW GLOBAL ORDER is rather timely.  In his monograph McFaul concludes, the old world order has ended, and we have entered a new Cold War era which is quite different from the one we experienced with the Soviet Union.  The new era has witnessed many disconcerting changes; a new alliance emerging between China and Russia, Chinese economic growth has been substantial, and it has allowed them to fund their overwhelming military growth, the far right has grown exponentially in the United States and Europe, and the disturbing shift of the Trump administration toward isolationism, except in the case of Venezuela and the Southern Hemisphere.  As a result, we are facing a new world which offers new threats without precedent in the 20th century, and we seem incapable of dealing with them.

McFaul meticulously takes the reader on a journey encompassing the last 300 years as he argues that today’s new power alignments and problems require a fresh approach, unencumbered by our Cold War past or MAGA’s insular nationalist dreams.  McFaul’s incisive and analytical approach provides a manifesto that argues against America’s retreat from the world.  The author develops three important themes throughout the book.  First, Russia’s disruptive ambitions should not be underestimated.  Second, China’s capabilities should not be overestimated.  Lastly, Trump’s move toward isolationism and autocracy will only weaken America’s place in the world balance of power.  These themes are cogent, well researched, and supported by numerous historical examples that McFaul weaves throughout this lengthy work which should be read by all policymakers, members of congress, and the general public.

There is so much to unpack in McFaul’s monograph.  He does an excellent job of synthesis in tracing the causes of great power competition today reviewing the history of US-Russia and US-China relations over the last 300 years and explains how we arrived at the tensions that define the global order today.  He correctly argues that power, regime types, and individuals have interacted to produce changing cycles of cooperation and conflict between the United States, China, and Russia over the last three centuries.  It is clear that over the past few decades these factors have created more conflict after the hopes of democratization that existed in the 1990s.

McFaul argues that there are some parallels between the Cold War with the Soviet Union and the present competition with China and Russia, but we should not go overboard because it distorts what is really happening.  Similarities with the Cold War include a bipolar power structure this time between the US and China; there is an ideological component resting on the competition between democracy and autocracy; and all three nations have different conceptions of what the global order should look like.  However, we must be careful as we have overestimated Chinese power and exaggerated her threat to our existence for too long.  Containing China must be our prime goal but China is not an existential threat to the United States and the free world.  China does not threaten the very existence of the United States and our democratic allies.  President Xi of China has witnessed the decline of American power particularly after it caused the 2008 financial crash and no longer believes he has to defer to the United States and has taken advantage of American errors over the last twenty years to pose a competitive threat to Washington.  Xi is not trying to export Marxist-Leninism, he is employing China’s  financial and technological strengths to support autocracies around the world and expand Chinese power in the South China Sea,  the developing world, especially in Africa – once again taking advantage of American errors.

Image: U.S. President Trump And Russian  President Putin Meet On War In Ukraine At U.S. Air Base In Alaska

(President Donald Trump greets Russian President Vladimir Putin as he arrives at Joint Base Elmendorf-Richardson)

Along these same lines we have underestimated Russian power in recent years as under Putin it has the capacity to threaten US security interests, including those of our European allies.  Though Russia is not an economic threat she is a formidable adversary because Putin is a risk taker and is more willing to deploy Russian power aggressively than previous Russian leaders.  Secondly, its invasion of Ukraine provides military experience and lessons that can only improve their performance on the battlefield. Thirdly, unlike during the Cold War, Russia is closely aligned with China.  Putin’s aggressive foreign policy has an ideological component and has sought to propagate his illiberal orthodox values for decades.  Unlike his predecessors Putin is willing to intervene in the domestic affairs of other countries, i.e., kept Bashir Assad in power in Syria for a decade, interfered in American presidential elections and elections throughout Europe, invaded Georgia, Chechnya, Ukraine, etc.  Putin sees the collapse of the Soviet Union as the greatest disaster for Russia of the 20th century and wants to restore the territorial parameters of the Soviet Empire in his vision of Russian autocracy.  As he exports this ideology we can see successes in a number of European countries and certain right wing elements in the United States.

One of his most important chapters recounts the decline of American hegemony since the end of the Cold War.  It has been a slow downturn  and has resulted in the end of the unipolar world where the US dominated.  The Gulf War of 1991 witnessed the United States at its peak power.  Following the war the United States decided to reduce its military since the Soviet Union was collapsing.  However, after 9/11 US military spending expanded.  Under Donald Trump the US spends 1% of GDP on the Pentagon allowing Russia and China to close the gap.  Today we correctly condemn Russia’s invasion of Ukraine, but from 1991-2020 the use of hard power in Kuwait to remove Iraq, the overthrow of Manuel Noriega in Panama, the bombing of Serbia in 1998, interfering in the Somali Civil War in 1992, the invasion of Afghanistan in 2001, the invasion of Iraq in 2003, the overthrow of Gaddafi in 2011 created power vacuums for terrorist rebels to fill including ISIS in Iraq and Syria.  In addition, it cost the United States trillions of dollars to finance.   According to economist Joseph Stiglitz the war in Iraq alone cost three trillion dollars, and the trillions lost in Afghanistan money that could have been put to better use domestically and globally to enhance Washington’s reputation worldwide, along with thousands of American casualties resulting in death and life-long injuries.  In this environment it is no wonder that the Chinese have expanded their power externally and strengthened their autocracy internally, and Putin feels American opposition is rather hypocritical.

A satellite overview of Fiery Cross Reef in the South China Sea as seen on 1 April 2022(A satellite overview of Fiery Cross Reef in the South China Sea as seen on 1 April 2022)

If this use of hard power was not enough along comes Donald Trump to accelerate the decline in US power by turning to disengagement and isolationism as he withdrew from the Transpacific Partnership, the Paris Climate Accords, the Iran nuclear deal, the INF (Intermediate range nuclear forces) treaty, the World Health Organization and severely criticizes the World Trade Organization, NATO, the European Union, and imposed new and higher tariffs on China, and our allies.  The Trump administration has done little to promote democracy and weakened the United States’ ability to compete ideologically with China whose reputation and inroads in the developing world have made a difference in their global image at the same time the Trump administration has severely cut foreign aid.  His actions have led to little in the area of supporting democracy as an ideological cause as he has curtailed or stopped funding for USAID, NED, Voice of America, Radio Free Europe among many programs, in addition to picking fights with allies, and threatening to withdraw from NATO.  If this is not enough, the COVID 19 virus showed how dependent the United States was on Chinese firms for drug production and critical medical supplies.

Domestically, Trump’s immigration policy is becoming a disaster for the American economy as there is a shortfall in certain areas of the labor market, particularly food production and distribution.  The policy could be a disaster in the long run as university enrollment of foreign students has declined markedly and if one examines the contributions of immigrants historically in the fields of medical and other types of scientific research this is a loss that eventually we may not be able to sustain.  As Trump attacks the independent media and truth, politicizes the American justice system, and uses the presidency for personal gain he appears more and more like an autocratic wannabe, and it is corrosive to American democracy and our image in the world.  These are all unforced errors, and China and Russia have taken advantage dramatically, altering the global balance of power and America’s role in it.

McFaul provides an impressive analysis of the relative economic power vis a vie the United States and Russia, and the United States and China.  The entanglement of the US and Chinese economies must be considered when their relationship has difficulties.  China is both a competitor and a trading partner for the United States.  American companies and investors engage profitably with Beijing, i.e., Boeing, Apple, Nvidia, and American farmers have earned enormous profits and supported thousands of jobs.  American consumers have benefited from lower-priced products imported from China.  Chinese companies trade with and invest in American companies, Chinese scholars conduct collaborative research at American universities, and Chinese financial institutions buy American bonds and go a long way to finance American debt.  Their entanglement presents both challenges and opportunities, but the fundamental challenge for the American foreign policy toward China is figuring out the delicate balance between economic engagement and containment.

In turning to difficulties with Russia, the United States does not have the meaningful economic relationship it has with China.  In fact, as McFaul correctly points out our issues rest outside the economic realm to the ideological – Putinisim.  The Russian autocrat “champions a virulent variant of illiberal, orthodox, and nationalistic ideas emphasizing identity, culture, and tradition.”  Putin wants to export his conservative values and attack western values, by supporting a strong state, enhancing autocracy by promoting Russian sovereignty, basically by creating a false image of Russia.  China spreads its ideology to the developing world.  Russia tries to spread Putinism to the developed world, especially Europe as he tries to foment social polarization in democracies to weaken them.  The rhetoric out of Moscow does not bode well for the future and any change in their approach will have to wait until Putin leaves the scene.

Another very important issue for the American consumer and politicians is Chinese-American trade.  Those who are against an interdependent economy increasingly call for a decoupling of the economic relationship with China because of the damage it does to Americans.  McFaul drills down to show that this is not the case and more importantly how difficult it would be to decouple.  The argument that the US does not benefit from this relationship is a red herring as China holds $784 billion in American debt, and Chinese manufacturing production is imperative for the global supply chain.  Companies like Apple, pharmaceutical companies, and the robotics industry are entities deeply intertwined between the US and China creating economic growth in both countries.  It also must be kept in mind that Chinese growth had a positive effect on the American economy as goods made in China make them cheaper for the US consumer, in fact during the period of increasing US-China trade and investment, the American economy grew more rapidly than any other developed economy.  McFaul warns that the US has to learn how to further benefit from the US-Chinese relationship or at least manage economic entanglement better because it is not going away for decades.

Michael McFaul Profile Photo

(Author, Michael McFaul)

If there is a flaw in McFaul’s monograph it is one of repetition.  The structure of the book makes it difficult to avoid this shortcoming.  Whether the author is discussing Chinese and Russian approaches to confronting the liberal economic world, interfering in other countries, or the philosophies and actions of Putin, Xi or Trump at times the narrative becomes tedious.  The constant reminder that the Chinese threat is much more dire than the Soviet threat was during the Cold War is made over and over as is the constant reminder that our fears of the Chinese are overblown, our attitude toward Russia is not taken seriously enough, and the threat represented by Trump’s devotion to isolationism.  To McFaul’s credit he seems aware of the problem as he constantly reminds us he is repeating the same argument or that he will elaborate on the same points later in the book.  My question is, if you are aware of a problem why keep repeating it?

McFaul spends the last third of the book warning that the United States cannot repeat their Cold War errors as there are fewer resources today to prevent mistakes.  He calls for containing Russia and China, and avoiding what Richard Haass calls “wars of choice,” as took place in Iraq, Libya, and Afghanistan.  After critiquing errors like overestimating Soviet military and economic power, in addition to exaggerating the appeal of communism, along with underestimating China’s economic and military rise and the faulty belief that the Chinese communist party would democratize, he offers solutions.

All through the narrative McFaul sprinkles suggestions of what the United States should do to compete and contain China and Russia.  Be it encouraging parameters for Ukrainian security, rejoining the Trans-Pacific Partnership, negotiating comprehensive trade agreements with the European Union, the restoration of USAID and other forms of soft power, maintaining and increasing funding for our research institutions, and most importantly lessen the polarization in American politics so China and Russia cannot take advantage.  In considering these policy decisions and many others which would restore America’s reputation and position in the world – the major roadblock is the Trump administration who will never act upon them.  According to McFaul we must ride out the next three years and hope that the damage that has been caused and will continue can be overcome in the next decade.  McFaul is hopeful, but I am less sanguine.

(Chinese President Xi Jinping and Russian President Vladimir Putin)

THE RAIDER: THE UNTOLD STORY OF A RENEGADE MARINE AND THE BIRTH OF U.S. SPECIAL FORCES IN WORLD WAR II by Stephen R. Platt

(Lt. Colonel Evan Carleson)

There have been many exceptional people throughout history.  People who emit bravery, compassion, and genius whose impact on others is immeasurable.  Many of these people have been somewhat anonymous historically.  One such person was Major Evans Carleson the subject of Stephen R. Platt’s new book; THE RAIDER: THE UNTOLD STORY OF A RENEGADE MARINE AND THE BIRTH OF U.S. SPECIAL FORCES IN WORLD WAR II.

As the book title suggests Major Carleson made many important contributions as to how the American military conducts itself.  A career that spanned fighting the Sandinistas in Nicaragua, and the Japanese in China, the Makin Islands, Guadalcanal, Tarawa, and Saipan saw him implement combat tactics that he observed and studied while watching the Chinese Communists engage Japanese forces in the 1930s.  The type of fighting is framed as “guerilla warfare,” which would be developed by Carson’s battalion that would be the precursor of US Special Forces known as “the Marine Raiders.”

Mao Zedong And Zhu De Portrait Photograph by Michael Ochs Archives

(Mao Zedong and Zhu De)

According to Platt, Major Evans Carleson may be the most famous figure from World War II that no one has ever heard of.  He was a genuine hero whose life was full of contradictions, and he would wind up disowned by his service, pilloried as a suspected radical, and forgotten in the postwar era.  Platt makes a number of astute observations, perhaps the most important being Carleson’s repeated warnings not to allow the wartime alliances in China to collapse.  Today, US-Chinese relations are in part hindered by events at the end of World War II – something Carleson saw coming.

After reviewing Carleson’s early life and career Platt places his subject in China for the first time in 1927 where he would carry out his lifelong ambition to make a difference in that theater.  Carleson would spend the next fifteen years observing the Communist Chinese, promoting democracy, fighting the Japanese, developing a philosophy of warfare which rested on a non-egalitarian approach to training men and leading them in combat.  Carleson was a complex individual, and like many people he had his flaws as well as his strengths.   On a personal level he had difficulties devoting himself to family life and was happier away from his wives and son, than trying to work on his familial relationships.  On a professional level he was an excellent leader of men as his approach was to have the same experience as his men in the field which led to success on the battlefield.

Chiang Kai-shek1 - 中國歷史圖片,維基媒體

(Chiang Kai-Shek)

It is obvious from the narrative that Platt has a firm command of his subject.  He successfully integrates the flow of Chinese history from the late 1920s through the Second World War and the immediate post war era.  Platt’s commentary and analysis dealing with Chinese Communists and Kuomintang relations, Chiang Kai-Shek’s authoritarian leadership, the strategies pursued by the Japanese and the United States are well founded and based on intensive research.  This allows the reader to gain a clear picture of what Carleson faced at any given time from the “Warlord Era” in China in the late 1920s, his meetings with Communist officials, particularly Zhu De whose combat strategies became the model for what Carleson created with his Marine Raiders, and events on the ground, and other important personalities he interacted with.

Platt is accurate in his comments pertaining to the balance of power in China.  He introduces the Soviet threat in the region as Joseph Stalin supplied Chiang Kai-Shek’s forces throughout the 1930s, reigning in the Chinese Communists as he wanted to develop a buffer to thwart any Japanese incursions on Russian territory.  The Soviet Union financed the reign of Sun Yat-Sen and continued to do so with Chiang Kai-Shek.  Stalin also forced the Communists to work with the Kuomintang and create a “United Front’ against the Japanese, a strategy that Carleson supported.  Carleson’s influence on American policy toward China and Japan was enhanced because of the special relationship he developed with President Franklin D. Roosevelt and his son James who was his executive officer and helped create the “Marine Raiders.”  A case in point is when Carleson finally learned that the US was supplying oil, weapons, and other resources to Japan to use in China, he helped convince FDR to embargo these items.

In examining Carleson’s approach to the Sino-Japanese war after he was appointed  to be China’s Marine 1st Regimental intelligence officer in 1927, Platt correctly points out that many of his views were formulated because of his closeness to Chiang Kai-Shek, a man he admired despite his authoritarian rule.  Since he was getting his information from one source he seemed to follow the Kuomintang line.  This will change as he is permitted to imbed himself with Communists forces fighting Japan and his “special relationship” with Zhu De who commanded Chinese Communist forces.

(Agnes Smedley)

Platt will spend an inordinate amount of time tracing his subjects ideological development and personality traits.  He stresses Carleson’s need to improve.  After reading Ralph Waldo Emerson’s ideas as a young man, he becomes a convert to the concept of “self-reliance,” which he intermingled with the concept of “Gung Ho,” or working together which he learned from Zhu De.    He pursued a lifetime goal of educating himself and he always seemed to crave a literary career.  An important source that Platt makes great use of are Carleson’s letters to his parents where he relates his beliefs concerning the China theater and his own command career which allows him to develop analysis of his subject and the world with which he was involved.

Carleson developed many important relationships during his time in China.  Obviously, Zhu De was seen as a model for conducting war against the Japanese, but others like Edgar Snow greatly impacted Carleson.  Snow also had access to Chinese Communists leaders and wrote RED STAR OVER CHINA and including in part using Carleson’s intelligence work that the Chinese Communists were not like they had been described in the media.  He argued they were friendly, not hostile and open to democracy in the short run, but we know that was Mao Zedong’s strategy before the socialist revolution would emerge.  Snow argued that they were well organized, open to an alliance with the United States, and most importantly were not in the pocket of the Soviet Union.  Carleson and Snow developed an important relationship intellectually and personally and Carleson agreed with most of Snow’s conclusions.

Platt is a master of detail and is reflected in what Carleson experienced meeting Mao and observing Chinese Communist military strategies.  If you explore Zhu De’s approach to training his forces, which he argued were at least as psychological and moral as it was physical, we can see how Carleson mirrored that approach.  Apart from Mao and Zhu De, Platt introduces a number of different characters that impacted Carleson’ s life.  One in particular is fascinating and had influence over Carleson – Agnes Smedley.  Smedley was a left leaning journalist who developed a strong relationship with Carleson, in fact they fell in love with each other, but according to Platt they were never lovers.

These Japanese prisoners were among those captured by U.S. forces on Guadalcanal Island in the Solomon Islands, shown November 5, 1942. (AP/Atlantic)

(These Japanese prisoners were among those captured by U.S. forces on Guadalcanal Island in the Solomon Islands, shown November 5, 1942).

Carleson was exposed to Japanese military tactics in China and developed ideas as to why Japan could never be totally successful.  They had the antithesis of military structure from that of Carleson.  He believed the Japanese would fail because of their hierarchical military structure and were extremely vulnerable to surprise attacks and unexpected situations.  He further believed that Japanese were not well trained or allowed to think and act on their own.  They were more robotic in their approach when compared to Zhu De.  Carleson’s positive views on Zhu De would be openly mocked by higher ups, but no matter what was said he continued to speak his mind in interviews, written articles, and reports to FDR and other officials.  He would be admonished and warned not to publicize his opinions, but he never wavered by imparting his views no matter what others thought, i.e., he blamed the catastrophe of Pearl Harbor on America’s privileged officer class who lacked incentives to innovate and improve.  He argued “they were fearful of any experimentation that might threaten their appearance of infallibility or diminish their prestige.”  In the end his superiors had enough of his popularity, refusal to fit in, blurring the boundaries between officers and enlisted men, and idealistic politics promoting him as a means of taking his “Raiders” command away and giving it to a more conventional officer.

Platt delves into the training of the “Marine Raiders,” and the plans for different operations.  The results were mixed as the landing on Makin Island, a diversion the US sought to keep supply lines open to Australia which was not a success, while the amphibious landing at Guadalcanal was seen as a victory over Japan as 488 Japanese soldiers were killed as opposed to 16 Americans – eventually the Japanese withdrew from the island.  Part of Carleson’s success resides in the area of post-traumatic stress syndrome.  It seems that Carleson’s raiders did not suffer from mental issues related to combat as did others.  Platt points out that one-third to one-half of all US casualties were sent home because of mental trauma, while the “Marine Raiders” only had one person sent home.

World War II Battle of Saipan photographed by W. Eugene Smith 1944.

(A U.S. Marine rested behind a cart on a rubble-strewn street during the battle to take Saipan from occupying Japanese forces)

Platt has not written a hagiography of Carleson as he points out his warts.  One in particular is interesting is that he would not take Japanese prisoners of war, he instructed his men to shoot them because they had no way to imprison or care for them but also revenge for what they did to Americans.  On a personal level he basically abandoned his wives and his only son for his career and was seen as somewhat inflexible in dealing with higher ups in the military chain of command.  Many above him felt he had become a communist because of his association with Zhu De, Agnes Smedley, and his criticisms of Chiang Kai-Shek which would follow him for the remainder of his life as his reputation was destroyed during the McCarthy era as J. Edgar Hoover kept a file on him for years.

If there are other biographies to compare Platt’s work to it would be Barbara Tuchman’s STILWELL AND THE AMERICAN EXPERIENCE IN CHINA , 1911-1945 and Neil Sheehan’s BRIGHT SHINING LIE: JOHN PAUL VANN AND AMERICA IN VIETNAM.  One book provides similar reasons to Platt as to why the “United States lost China” after World War II and examines very carefully Washington’s approach to the Chinese Civil War which ended in 1949, the other tells a familiar story why the Vietnam War was such a fiasco.  Platt’s work is based on strong research as he was the first historian to receive access to Carleson’s family letters, correspondence, and private journals, allowing him to develop complex personality and belief systems alongside the dramatic events of his life.  The result of Platt’s efforts according to Publisher’s Weekly “is a gripping, complex study of a military romantic who mixed ruthlessness with idealism.”

Japanese expansion

(Japanese expansion in the late 19th and 20th centuries)

Alexander Rose’s review; “The Raider” Review: Evans Carleson Made the Marines Gung Ho, June 6, 2025, Wall Street Journal is dead on when he writes; “Hence Mr. Platt’s superficially disproportionate focus on Carlson and his activities in China before Pearl Harbor and the formation of the Raiders—which was really a capstone to his long fascination and relationships with the Chinese Communists and Nationalists. By the late 1930s, Carlson was regarded as the China expert at home. His reports were circulated at the cabinet level and within the most senior ranks of the Navy department; he even enjoyed a secret, direct line of communication with President Roosevelt.

Yet in some quarters there were concerns that Carlson had, to use a perhaps dated expression, gone native. He had developed a severe case of Good Cause-itis and needed to be reminded, as one analyst commented at the time, that he worked for “Uncle Samuel, not China, the Soong Dynasty, or”—referring to one of the Chinese Communist party’s forces fighting against Japan—“the 8th Route Army.”

These suspicions were not baseless. If Carlson had a weakness, it was that he associated with too many American fellow travelers and idealized the Communists, seeing them as nothing more than slightly zealous New Dealers. He told Roosevelt that Mao had assured him that agrarian revolution, one-party rule and proletarian dictatorship might be on the agenda, but only after a prolonged period of capitalist democracy to guarantee everyone’s individual freedoms..

Similarly, Carlson promoted the astoundingly corrupt Nationalists under Chiang Kai-shek and seems to have believed that they and the Communists would make a great team to secure China’s independence, once they ironed out a few inconsequential political differences. It was in 1944 that he finally tired of Chiang and wrote him off as a reactionary warlord. The Communist Party was the sole executor of the “welfare of the people,”  he judged, and thus America’s natural friend.

One gets the impression from his reports that Carlson was often told what he wanted to hear and saw what his hosts wanted him to see. He never grasped that the insurgents’ interests rarely matched American ones, even when the two forces were temporarily allied against a common enemy. Carlson, in other words, broke the cardinal rule of being an observer: Don’t fall in love with the side you’re backing; they’re fighting a different war than you are.

For a time, Carlson’s views held sway in the U.S.—he was a popular, progressive figure immediately after the war and was set to run for the U.S. Senate representing California—but his career soon began to go wrong. A heart attack ended his political ambitions, and in his final years he was castigated as a “red in the bed.” He died a disappointed man, as his illusions shattered against the hard rocks of reality. But American understandings of China have often been founded, or have foundered, on self-deception, both before Carlson’s time, and since.”

Carlson Evans afterMakin g11727

(Lt. Colonel Evan Carleson after Makin Island raid)

NEW COLD WARS: CHINA’S RISE, RUSSIA’S INVASION, AND AMERICA’S STRUGGLE TO DEFEND THE WEST by David Sanger

Destroyed Russian tanks and military vehicles are seen dumped in Bucha amid Russia's invasion in Ukraine,

(Destroyed Russian tanks at Bucha, Ukraine, May, 2022)

Following the collapse of the Soviet Union in 1991President George Bush Sr. announced a “new world order” as a focal point of American power.  This vision was carried out in America’s moment, the defeat of Saddam Hussein forcing Iraq to withdraw from Kuwait and implementing certain policies to control the Iraqi dictator.  For Bush and American policy makers these events symbolized the unipolar power structure in the world that would be dominated by the United States.  A major premise fostered by the new unipolar world for American policy makers was that since the Cold War was over Russia would experience greater democracy if it could be drawn into the American orbit.  Secondly, China could also be democratized if it could be integrated into the liberal economic realm led by Washington.  Both suppositions have turned out to be a fantasy. 

Today, the reality is clear – the Russian government has evolved into a revanchist regime led by a man who believes the worst event in Russian history was the collapse of the Soviet Union.  Vladimir Putin’s main goal is to restore the glory of the Soviet Union and reassemble its empire.  In the case of China under the leadership of Xi Jinping any subservience to the United States and the west would not allow China to achieve its rightful place of economic and political leadership in the world.  According to the Chinese government any attempt to block Chinese growth would be a humiliation, not to be tolerated.


Chinese President Xi Jinping, right, and Russian President Vladimir Putin pose for a photo prior to their talks in Beijing, China, Feb. 4, 2022.

(Putin and Xi at the Beijing Olympics, February 2022)

How did the world balance of power evolve from a unipolar world under American leadership in the post 1991 era to a multipolar power structure today where two major powers, Russia and China have begun to cooperate to offset western economic power and political influence?  The answer to this question, if in fact there is one forms the basis of New York Times National Security correspondent, David E. Sanger’s latest book, NEW COLD WARS: CHINA’S RISE, RUSSIA’S INVASION, AND AMERICA’S STRUGGLE TO DEFEND THE WEST.

China’s continuing rise to economic and political influence on the world stage has been and will continue to be fueled by nationalism and a sense of past grievance.  The same can be said of Putin’s invasion of Ukraine, a decision based on personal ego and exacerbated by Russian nationalism.  For Putin, Ukraine is an illegitimate country that has always been part of Russia.  Similarly, Xi argues that Taiwan is not a country and has been and will be part of China in the future.  These positions by two of the world’s most powerful autocrats creates a dilemma for the United States as to how it should proceed when confronting these new perceived threats. 

Putin and Xi had a common interest; “to stand up to the United States, frustrate its ambitions, and speed along what they viewed as its inevitable decline.”  After the events of January 6, 2021, the bifurcation of the American political system, the ongoing drama that is Donald Trump, the right wing white supremacist movement in the United States, economic inequality, and immigration issues as the 2024 election approached, all reinforced their view that their rationale was likely to evolve in their favor.  The events between the fall of the Berlin Wall and the invasion of Ukraine reflect how western leaders who accepted historian Francis Fukuyama’s analysis of 1989 that we were experiencing the end of history: “that is the end of mankind’s ideological evolution and the universalization of western liberal democracy as the final form of human government” was totally misguided.  What Sanger proposes is a dose of reality.

New photos show China’s artificial islands are highly developed military bases

(In this Oct. 25, 2022 aerial photo, buildings and communication structures are seen on the China-built artificial island at Mischief Reef in the Spratly Islands, South China Sea)

Sanger has written a comprehensive and insightful work of contemporary history that everyone in Congress and the national security establishment should read.  He writes with a verve that seemingly offsets any subject that might appear somewhat dry.  In arguing his premises his facile mind seemingly encompasses all areas related to the “new Cold War” from a discussion of the history of the microchip and semi-conductors as it relates to China’s quest for world power to the historical “Finlandization” of the Russo-Finnish border after World War II and its contribution to Vladimir Putin’s paranoia when it comes to the west.  Sanger’s monograph is more than a compilation of autonomous topics concerning the quest on the part of China and Russia to overturn American world dominance.  It is a work of synthesis that seems to turn over every rock in his quest to explain the background for his book’s title and where the world balance of power stands today.

Writing at a time that the Russian invasion of Ukraine has entered its third year with Putin and Xi seemingly moving closer together Sanger has done a magnificent job.  Sanger’s lengthy career, impeccable knowledge of national security policy and issues, and his access to the major players on the world stage make him the perfect candidate to take on such an important topic.  Sanger’s dominant theme is an explanation of how we misjudged what would happen at the end of the Cold War and trying to discern what comes next at a time of maximum peril and increasing threats.

Sanger begins his study by providing intimate details of how and why Putin invaded Ukraine despite American warnings and the tepid European reaction to American intelligence as Russian forces began building up around Ukraine’s borders and what they were about to perpetrate.  The European reaction is couched in terms of the American invasion of Iraq and the faulty American intelligence that was disseminated pertaining to Saddam Hussein’s nuclear capabilities in 2003.  For Washington policymakers it should have become increasingly clear that steering Putin in an acceptable direction, especially after he made his feelings known at the Munich Security Conference in 2007 was a pipe dream.  Events in Georgia, Crimea, eastern Ukraine, the election interference of 2016 should have disabused anyone that Putin would not proceed with his personal agenda, seeing himself as another, “Peter the Great.”

President Biden and Ukrainian President Volodymyr Zelensky shake hands.

(President Biden and Ukrainian President Volodymyr Zelensky shake hands after signing a security agreement on the sidelines of the G7 in Savelletri, Italy)

In terms of President Xi the post-Clinton presidencies assumed China’s economic interests would overwhelm its other national objectives – territorial ambitions in the South China Sea, use of cyber tools to steal industrial state secrets and western “intellectual property,” and its desire for greater worldwide influence.  The United States totally misread this.  The west would wake up as China employed repressive technology against Hong Kong, increased its threats against Taiwan, reinforced its claims to vast areas across the South China Sea and built military bases on prefabricated islands, and tried to make as much of the world dependent upon Chinese technology.  With Chinese policies at the outset of the Covid 19 outbreak, China’s reputation suffered a severe hit.

The book delves into many issues, but all are in some way related to Russia and China.  The messy withdrawal from Afghanistan is recounted in detail and its impact on Russia and China.  This was not the Biden administration’s finest hour, but after 20 years of US involvement in Afghanistan, Biden had experienced enough, and he was going to withdraw and ignore any advice to the contrary. Perhaps the best books on the topic are Carter Malkasian’s THE AMERICAN WAR IN AFGHANISTAN: A HISTORY;  Craig Whitlock’s THE AFGHANISTAN PAPERS: A SECRET HISTORY OF THE WAR and David Lyon’s THE LONG WAR: THE INSIDE STORY OF AMERICA AND AFGHANISTAN SINCE 9/11.  Sanger is correct as he points out that “superpowers have limits.  America was relearning the lesson that it had failed to learn so many times before: that invading a nation is easier than building one.”

Another fascinating section deals with how the United States went from the world’s leading producers of microchips and semi-conductors in the 1980s to total dependency on Taiwan.  It is clear from his portrayal that the supply line which affected all aspects of the US economy could be crippled by China if Beijing moved on Taiwan.  It would not require a full scale invasion, but a quarantine/blockade of the island, or cutting underwater cables that linked Taiwan to the United States to accomplish its goals.  The problem dates to US technology companies shifting their manufacturing processes overseas to Asia in the name of profits.  The situation was exacerbated and highlighted during supply chain issues due to the outbreak of COVID 19 and the reliance on China for technology components.  This would lead to the CHIPS ACT of 2022. Sanger warns the reader that it may appear the United States was moving to catch up pumping billions into the construction of modern technology facilities – but the US acted on a political timetable, the Chinese on a commercial one.  The Biden administration has tried to overcome the China policies of a number of previous administrations in areas of national security, but the problem took years to emerge, and it probably will never be totally solved.  What is very interesting is there is a surprising continuity between the Trump and Biden administrations when it comes to China.  Biden has largely kept in place Trump’s trade war tariffs on Chinese products, increased export restrictions to impede Chinese technological advances, and increased US rhetoric regarding Taiwan.

Taiwan-based company TSMC is bringing two major developments to north Phoenix, and it means...

(Taiwan-based company TSMC is bringing two major developments to north Phoenix, and it means good things for Arizona’s economy)

Sanger recounts all the major aspects of the war in Ukraine from drone warfare, to threats against the Ukrainian nuclear plant at Zaporizhzhia, Putin’s megalomania, Xi’s goal of a unipolar world led by China, the role of technology creating a new kind of warfare, the “nuclear paradox” and the issues surrounding nuclear deterrence, the “Prigozhin coup,” among numerous topics.  In all areas under discussion Sanger and his long time researcher Mary K. Brooks has “has crafted a cogent, revealing account of how a generation of American officials have grappled with dangerous developments in the post-Cold War era — the rise of an enduringly authoritarian China, the return of state-on-state conflict in Europe — that have produced a geopolitical mash-up of old and new…NEW COLD WARS vividly captures the view from Washington. But, as Sanger makes clear, with America no longer an unchallenged hegemon, the fate of the U.S.-led order rests more than ever on the ideas, beliefs and emotions of people far outside the Beltway. One finishes this book wishing for equally comprehensive portraits of the view from elsewhere, especially Moscow and Beijing.” *

*Justin Vogt. “Frost Warning.” New York Times, April 13, 2024.

Houses destroyed by Russian shelling are seen in Irpin

(Result of Russian shelling of Irpin, Ukraine, May, 2022)

THE WORLD: A BRIEF INTRODUCTION by Richard Haass

UN Headquarter - United Nations - New York, NY

(The United Nations building in NYC)

As the American presidential election seems to creep closer and closer it is difficult to accept the idea that a substantial part of the electorate remains ignorant when it comes to knowledge of American foreign policy, or is apathetic when it comes to the issues at hand, or believe that Donald Trump has led the United States effectively in the realm of world affairs.   It is in this environment that Richard Haass, the president of the Council of Foreign Relations, and author of a number of important books, including, WAR OF NECESSITY, WAR OF CHOICE: A MEMOIR OF TWO IRAQ WARS, and A WORLD IN DISSARAY: AMERICAN FOREIGN POLICY AND THE CRISIS OF THE OLD ORDER has written a primer for those interested in how international relations has unfolded over the last century, and what are the issues that United States faces today.  The new book, THE WORLD: A BRIEF INTRODUCTION may be Haass’ most important monograph as he is trying to educate those people who have not had the opportunity to be exposed to his subject matter in the past, and make them more literate followers of international relations in the future.

Haass states that his goal in writing his latest work is to provide the basics of what “you need to know about the world, to make yourself globally literate.”  At a time when the teaching of and the knowledge of history and international relations is on the decline, Haass’ book is designed to fill a void.  He focuses on “the ideas, issues, and institutions for a basic understanding of the world” which is especially important when the Trump administration has effectively tried to disassemble the foundation of US overseas interests brick by brick without paying attention to the needs of our allies, be they Kurds, NATO, the European Union, and most importantly the American people with trade deals that are so ineffective that $29 billion in taxpayer funds had to be given to farmers because of our tariff policy with China.  Perhaps if people where more knowledgeable the reality of what our policy should be would replace the fantasy that currently exists.

 

 

Xi Jinping with Russian President Dmitry Medvedev on 28 September 2010

Haass has produced a primer on diplomatic and economic history worthy of a graduate seminar in the form of a monograph.  Haass’ sources, interviews, and research are impeccable from his mastery of secondary materials like Henry Kissinger’s A WORLD RESTORED: METTERNICH, CASTLEREAGH, AND THE PROBLEMS OF PEACE, 1812-1822 and Jonathan Spence’s THE SEARCH FOR MODERN CHINA.  Haass has created an educational tool that is a roadmap for those who would like to further their knowledge on a myriad of subjects.  Further, the author offers a concluding chapter entitled, “Where Do You Go for More” which augments his endnotes that should be of great assistance to the reader.

(Vladimir Putin)
Haass’ writing is clear and evocative beginning with chapters that review the diplomatic history of a number of world regions which encompasses about half of the narrative.  He returns to The Treaty of Westphalia which ended the Thirty Years War in 1648 as his starting point.  Haass then divides history into four periods.  First, the roughly three hundred years from the early seventeenth century to the outbreak of World War I in 1914.  Second, 1914 to the end of World War II in 1945.  Third, the Cold War, roughly 1945 to 1989.  Lastly, the post Cold War period to the present.  In each section he reassesses the history, major players, and issues that confronted the world community at the time drawing conclusions that are well thought out and well grounded in fact, the opinion of others, and documentary materials available.

A case in point is Haass’ analysis of China focusing on her motivations based on its interaction with the west which was rather negative beginning with the Opium War in 1842 to the Communist victory in 1949.  In large part, China’s past history explains her need for autocracy and an aggressive foreign policy.  Haass delves into the US-Chinese relationship and how Beijing unlike Russia embraced integration with the world economy stressing trade and investment in the context of a state-controlled economy that provides China with advantages in domestic manufacturing and exports.  A great deal of the book engages China in numerous areas whether discussing globalization, nuclear proliferation, trade, currency and monetary policy, development, and climate change.  A great deal of the material encompasses arguments whether the 21st century will belong to Asia, with China replacing the United States as the dominant power on the globe.  Haass does not support this concept and argues a more nuanced position that depending on the immediate political needs of both countries will determine the direction they choose.  The key for Haass is that the United States must first get its own house in order.

Haass carefully explains the fissures in US-Russian relations as being centered on Vladimir Putin’s belief that his country has been humiliated since the fall of the Soviet Union.  Haass’ argument is correct and straight forward as Putin rejected the liberal world that sought to bring democratic changes to Russia and integrate her economy into more of a world entity.  Putin’s disdain and need to recreate a strong expansionist military power has led to the undermining of elections in the US and Europe.  Putin’s “feelings” have been exacerbated by NATO actions in the Balkans in the 1990s and its expansion to include the membership of former Soviet satellites like Poland, Hungary, and Czechoslovakia.  The end result is that Moscow pursued an aggressive policy in Georgia, the Crimea, and eastern Ukraine resulting in western sanctions which have done little to offset Putin’s mind set.

Haass is on firm ground when he develops the economic miracle that transpired in China, Taiwan, Japan, Singapore, and South Korea as the reduced role of the military in these societies, except for China have contributed greatly to their economic success.  Their overall success which is evident today in how they have dealt with the Covid-19 pandemic is laudatory, but there are a number of pending problems.  The China-Taiwan relationship is fraught with negativity.  Japanese-Chinese claims in areas of the South China Sea and claims to certain islands is a dangerous situation,  the current situation on the Korean peninsula is a problem that could get out of hand at any time.  Lastly, we have witnessed the situation in Hong Kong on the nightly news the last few weeks.

The Syrian situation is effectively portrayed to highlight the tenuousness of international agreements.  It is clear, except perhaps to John Bolton that the US invasion of Iraq has led to the erosion of American leadership in the Middle East.  American primacy effectively ended when President Obama did not enforce his “red-line” threat concerning Bashir al-Assad’s use of chemical weapons, and President Trump’s feckless response  to the use of these weapons in 2017.  The result has been the elevation of Iran as a military and political force in the region, as well as strengthening Russia’s position as it has supported its Syrian ally in ruthless fashion.  Haass’ conclusion regarding the region is dead on arguing that its future will be defined like its past, by “violence within and across borders, little freedom or democracy, and standards of living that lag behind much of the world.”

Map of Africa Political Picture

In most regions Haass’ remarks add depth and analysis to his presentation.  This is not necessarily the case in Africa where his remarks at times are rather cursory.  This approach is similar in dealing with Latin America, a region rife with drug cartels, unstable economies, and state weakness which is a challenge to the stability of most countries in the region.

One of the most useful aspects of the book despite its textbook type orientation is the breakdown of a number of concepts in international affairs and where each stand relative to their success.  The discussion of globalization or interconnected markets has many positive aspects that include greater flows of workers across borders, tourism, trade, and sharing of information that can help negate issues like terrorism and pandemics.  However, globalization also means that for certain issues like climate change borders do not matter.  Global warming is a fact and though some agreements have been reached the self-interest of burgeoning economies like China and India that rely on coal are a roadblock to meaningful change.  Interdependence can be mutually beneficial but also brings vulnerability, i.e., trade agreements can result in job loss in certain countries and increased unemployment, Covid 19 knows no borders, as was the case with the 2008 financial crisis.  Haass is very skeptical that mitigation of climate change will have a large enough impact, he also discusses the negative aspects of the internet, and the world-wide refugee problem adding to a growing belief that future international relations will carry a heavy load and if not solved the planet will be in for major problems that include global health.  Haass’ conclusions are somewhat clairvoyant as I write this review in the midst of a pandemic, which the author argues was inevitable.

Image of Map and Wallpapers: Asia Map

Haass shifts his approach in the final section of the book where he considers diplomatic tools like alliances, international law, and vehicles like the United Nations as governments try and cope with the problems facing the world.  In this section he focuses on the features of order and disorder or order v. anarchy to provide tools that are needed to understand both the state of play and the trends at the regional and global levels.   He breaks down issues as to their positivity and negativity as he does in other areas of the book, but here he makes a case for American leadership supported by military power as the best hope for stability and progress.  But even in making this argument, Haass presents certain caveats that must be considered.  For example, do nations have the right to interfere in a sovereign country to prevent genocide, can a country’s sovereignty be violated if they are providing resources and protection to terrorist groups, or does an ethnically like minded people deserve to have their own country based on self-determination.  Apart from these questions is the issue of enforcement.  Does international law exist since there is no uniform vehicle to force compliance, and what tools are available to convince nations to support decisions by international bodies or groupings.

All in all Haass has written a primer for his readers, but does this audience even understand the complexities of foreign policy and do they have the will to learn about it and then elect representatives who themselves have a grasp of issues to direct the United States on a well-reasoned path that can maintain effective global activism?  Only the future can answer that question, but for me I am not that optimistic in terms of the American electorates interest in the topic or its commitment to educating itself.

FILE - In this Sept. 18, 2007 file photo, the flags of member nations fly outside of the United Nations headquarters. In a move likely to upset Israel's government, the Palestinians are seeking to raise their flags at the U.N., just in time for Pope Francis' visit in September 2015. (AP Photo/Mary Altaffer, File)

EMPRESS DOWAGER CIXI: THE CONCUBINE WHO LAUNCHED MODERN CHINA by Jung Chang

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(The Dowager Empress Cixi)

Last week the Peabody Essex Museum located in Salem, MA concluded its wonderful exhibit, Empresses of China’s Forbidden City.  It was “the first major international exhibition to explore the role of empresses in China’s grand imperial era — the Qing dynasty, from 1644 to 1912. Nearly 200 works, including imperial portraits, jewelry, garments, Buddhist sculptures and decorative art objects from the Palace Museum, Beijing (known as the Forbidden City), tell the little-known stories of how these women influenced art, religion, court politics and international diplomacy.” (https://www.pem.org/blog/stories-of-opulence-and-influence)  The exhibit peaked my interest in Cixi (Tzu His), the last Empress of China who was a concubine to the Emperor Xianfeng, and produced a son in 1856.  In doing so Cixi guaranteed a place for herself at court and would pave the way for her to obtain power in the 1850s when the Emperor died . The Empress Dowager Cixi lived a remarkable life that is fully captured in Jung Chang’s 2013 biography EMPRESS DOWAGER CIXI: THE CONCUBINE WHO LAUNCHED MODERN CHINA.

 

Related imageFormally, Cixi had no power, but she succeeded in mounting a coup against the regents with Empress Zhen, the late emperor’s principal wife, before he was buried. Cixi falsely accused the regents of forging the emperor’s will, and in the first of what would be a substantial list of Cixi ordered murders, she ordered the suicide of the two most important regents. Her son was crowned Emperor Tongzhi, and Cixi’s extraordinary political career was launched. (The Guardian, 25 October 2013)

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(the author)

Chang  has done an exceptional job unearthing new Chinese sources and fills in the gap in the historiography that lacks major studies of Cixi in English. In her absorbing new book, Chang laments that Cixi has for so long been “deemed either tyrannical and vicious, or hopelessly incompetent — or both.” I agree with Chinese historian Orville Schell that “far from depicting her subject as a sinister conservative who obstructed reforms, Chang portrays Cixi as smart, patriotic and open-minded. In her view, the empress was a proto-feminist who, despite the narrow-minded, misogynistic male elite that made up the imperial bureaucracy, “brought medieval China into the modern age.” Chang concludes that Cixi was an “amazing stateswoman,” a “towering” figure to whom “the last hundred years have been most unfair.” (New York Times, October 25, 2013)

One of the strengths of Chang’s narrative is her blend of major historical events in China during Cixi’s lifetime (1835-1908), how it affected her elevation to a powerful position, and how she wielded that power.  Events such as the First and Second Opium Wars are discussed in this context resulting in the first treaty ports in 1842 with the Treaty of Nanking that effectively opened China to further English and European trade and Catholic missionaries that struck at the heart of the Middle Kingdom’s insularization.    The Taiping Rebellion that lasted from 1850 to 1864 was in effect a Chinese Civil War that in the end produced further western encroachment on China and the death of over 20 million people.  For Cixi, the events surrounding her taught her many lessons that would influence her own use of power.

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(The Taiping Rebellion, 1850-1864)

In discussing Cixi’s rise and attempts to modernize China through industrialization several watershed dates emerge.  In 1861 Emperor Xianfeng died resulting in her five-year-old son being elevated to replace him, with eight regents overseeing the decision-making process.  These eight men had proven to be a disaster with their anti-foreign, xenophobic policies that resulted in increasing western encroachment.  Cixi and the Empress Zhen became allies and were able launch a successful coup against the traditional Confucian regents and Cixi was able to become the defacto ruler of China through the cooperation of the Empress.  Chang provides intimate details how Cixi was able to maneuver against the regents, reflecting her deviousness and developing realpolitik that would serve her well in the future.  The second watershed focuses on 1875 with the death of her son, Emperor Tongzhi who had reached the throne two years earlier.  Since the Emperor left no written will, Cixi once again could manipulate the situation to her benefit as she and Empress Zhen chose the next emperor.  Under the new Emperor Tongzhi China stood still as reform and industrialization were neglected.  Once in full control, Cixi resumed her policy of modernization through copying certain aspects of western industry, calling her policies one of “self-strengthening.”  She appointed ambassadors and sent study groups abroad.  Further, she pushed for factories, road building, opening trade, a naval fleet, and introducing certain aspects of western education that would benefit China.  Railroad building was a priority, but as Chang describes in all subject matter, Chinese culture and tradition were always paramount and railroad building had to wait until the late 1880s to begin construction.

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(The Emperor Guangxu)

Chang introduces several historical characters that Cixi relied upon to institute her policies.  Prince Gong, a reformer was a key player, as was Li Hongzhang who was respected by western nations, and was a very able and successful trade negotiator.  Viceroy Zhidong Zhang, a proponent of modernization, in the end he would stand by Cixi after the disastrous Boxer Rebellion.  Of course, there was conservative opposition who looked down upon Cixi led by Prince Chun, her brother-in-law who sought revenge against her pro-western policies.  Grand Tutor Weng despised westernization and his views rubbed off on the new Emperor whom he tutored resulting in a downward spiral for China in the 1890s.  In the end, Cixi was able to defeat Prince Chun and turn him into an ally.  Chang also describes several westerners that Cixi appointed to important positions.  W.A.P. Martin became a force in developing Chinese education.  US Minister to Beijing, Anson Burlingame was appointed China’s ambassador extraordinaire to represent the Middle Kingdom throughout Europe.  Lastly, Robert Hart would create an efficient customs service that as trade increased dramatically, import and export revenues rose to help finance many of Cixi’s projects.

Chang’s Cixi is a very pragmatic woman who employed a blend of thoughtful contemplation in evaluating the course China should take, but also used violence and threats to achieve her goals if the situation called for it.  Cixi reached the height of her power in by 1889 when her adopted son, assumed power as the Emperor Guangxu.  To that point her legacy was secure.  The American Minister to Beijing, Charles Denby praised her accomplishments from the creation of a “fine” navy, building an electric telegraph system, shipyards, railroads, steamers, factories, and a strong army.  He praised her religious tolerance and her diplomacy that resulted in treaties with France, England, Russia, and the United States.  Even her former enemy, Prince Chun, now an ally marveled at her prowess in standing up to the French and the resulting treaty in 1885 that protected Chinese borders from western encroachment.  One wonders, had Cixi’s reign ended in 1889 perhaps history would view her differently as her “Make China Strong” campaign appeared to be a success.

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(Kang Youwei)

China’s domestic political problems would emerge after Cixi’s retirement, as the new Emperor Guangxu resented Cixi, her reform ministers, and the fact she had forced him to marry someone he detested.  Educated in the Classics and Confucian texts, Guangxu turned the clock back under the influence of his arch-conservative Grand Tutor Weng whereby all forms of reform and modernization came to a halt.  This would have grave implications as at the same time Japan, following the restoration of the Meji Emperor in 1867 began a period of westernization and modernization.  It would build a large and powerful navy, while the Chinese did not continue their own program.  By 1894, Japan’s expansionist policy against China’s vassal states, Taiwan and Korea led to a war that China could not win.  The result was a disaster due in large part to Chinese incompetence and lack of preparation as the navy deteriorated once Cixi was out of power.  The Emperor was soon convinced to bring about Cixi return to the kingdom after four months of fighting, but by this time it was too late, and China’s defeat was inevitable.  The Treaty of Shimonoseki that ended the Sino-Japanese War of 1894-95 included the cession of Taiwan, the Pescadores, the eastern tip of the bay of the Liaodong peninsula (which would be returned) , autonomy for Korea, most favored nation trading status, opened a series of Chinese cities to Japanese trade, and an indemnity of 200 million taels (roughly $148,400,000).*

Chang has gone a long way in trying to resurrect Cixi’s historical reputation by exposing many of the myths associated with her.  An interesting example involves the supposed reformer Kang Youwei, whose nickname was the Wild Fox.  When I was in graduate school in the 1970s, I was taught that Kang was the leading force for reform in China.  According to Chang, who basis her interpretation on the discovery made by Chinese historians in the 1980s, Kang was a plotter who sought to assassinate Cixi, and eventually seize the throne.  He even co-opted the Emperor into his plot couching everything in terms of reform and spreading lies about the Empress Dowager.  Chang points out after the plot was discovered Kang escaped to Japan and continued to spread his version of events blaming Cixi for China’s defeat against Japan, and many other false claims.  Kang would continue to organize assassination attempts against Cixi from Japan after the Boxer Rebellion and sought to bring back the Emperor to replace the Dowager Empress.  Cixi would cancel trials against  Kang’s co-conspirators and have them executed because she did not want it known that her adopted son, the Emperor was involved in the assassination plot, information had it been made public would have split China in half due to Kang’s popularity, and would have created a situation for Japan and others to take advantage.

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(The Boxer Rebellion, 1900)

Cixi’s greatest mistake during her reign was how she treated events leading up to the Boxer Rebellion in 1900, and decisions she made while the fighting and slaughter unfolded.  Cixi grew tired of years of foreign encroachment and disrespect and Chang is correct as she describes how she faced down Italy’s demands for treaty ports.  The Dowager Empress developed a false confidence that she could stand up to foreigners as she had with Italy and when the western nations began to make demands after the xenophobic Boxers killed a German diplomat and numerous missionaries, Cixi decided, going against the advice of several counselors, to try and take advantage of the Boxers who were deemed to be, by like-minded princes and aristocrats as “loyal, fearless, and disciplined.”  The Boxers would be organized into military units, but their beliefs which included being impervious to bullets would not stand them in good stead against western technology resulting in extreme violence and slaughter throughout northern China, and the surrounding of the Foreign Legation in Beijing.  Cixi’s decisions were questionable as she went back and forth from withdrawing support for the Boxers to reaffirming it throughout the rebellion.  Cixi was forced to escape the Forbidden City and move westward as the western invasion proved successful.  As a result, Cixi’s leadership was demeaned, even though she maintained a degree of support.  The western powers realized that the removal of Cixi could only be brought about through military action that would evolve into a civil war.  Thus, they decided to allow her to return to Beijing to prevent fighting that would result in the loss of trade, default of loans, and the reemergence of the Boxers.  However, what is clear is that the (Qing) Manchu Dynasty under Cixi, would begin its last chapter as the western countries imposed an indemnity of over 450 million taels (roughly $333,900,000)* thus punishing the entire population of China.

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(The Boxers)

According to Chang, after imposing the peace the Western powers recognized Cixi as the undisputed leader of China allowing her to embark on a massive program to change her country that can be considered the “real revolution in modern China.”  Cixi would spend her last few years pushing to make China a constitutional monarchy, and at the same time surviving numerous assassinations attempts against her, most of which were planned by Japan.

Chang has written a superb biography that encompasses her life as well as the traditions and culture of China’s ruling and peasant classes while in and out of power.  As China’s current “President for Life,” Xi Jinping deals with the problems of reform and change today, he like Cixi must achieve a balance between fostering change too slowly, and bringing about change too quickly, as each approach has its own pitfalls.  Perhaps he should study Cixi’s role in Chinese history and learn to deal with similar issues that confronted her.

*One tael is calculated at 3 English Shillings or 0.742 American dollars. ( See footnote p. 297)

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(The Empress Dowager Cixi)

LAST BOAT OUT OF SHANGHAI: THE EPIC STORY OF THE CHINESE WHO FLED MAO’S REVOLUTION by Helen Zia

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From 1931 onward, the Chinese people were confronted with continuous Japanese aggression, humiliation, occupation, and inhumanity.  In Helen Zia’s new book, LAST BOAT OUT OF SHANGHAI: THE EPIC STORY OF THE CHINESE WHO FLED MAO’S REVOLUTION the author seems to begin here story in 1937 when the Japanese launched their invasion of China, however as she develops her story it is important to realize that the Japanese had their eyes on China as far back as the Sino-Japanese War of 1894-5, the Twenty-One Demands of 1915 during World War I, and their incursions into Manchuria in 1931.  By 1937 the situation had grown worse as Japan launched a large-scale invasion.  Japanese brutality has been well documented by the “Rape of Nanking,” and numerous other atrocities, including a policy of torturing and killing civilians.  After eight years of fighting the Japanese were finally defeated in August 1945 and what followed was the no longer dormant civil war between the Communist Chinese led by Mao Zedong and the Nationalists, led by Chiang Kai-Shek that resulted in the Maoist victory in late 1949.

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Everyone was not enthralled with the arrival of communist troops closing in on Shanghai.  During the World War II Shanghai was divided into a Chinese section and an international one with a French concession where Chinese, Europeans, English and others were safe from the Japanese for a good part of the war.  Rich foreigners and native Chinese members of the middle class who had cooperated with the west, Christian missionaries, and those educated during at that time feared for their lives.  The city of Shanghai was the symbol of Chinese westernization and the focal point of escaping the mainland from oncoming Communist soldiers.  According to Zia , a child of two refugees, there is nothing written in English on the plight of those who attempted to flee in 1949.  Her new book is designed to fill that vacuum.

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Zia’s narrative traces the lives of four people, beginning with Benny Pan, the privileged nine-year-old son of an accountant and an officer in the police auxiliary who will become Police Commissioner in Shanghai; Ho Chow, the thirteen year old son of a land owning gentry family; Bing Woo, an eight year old girl who has been given away two times by her blood family and the first family that accepted her; and Annuo Liu, the two year old daughter of a rising Nationalist leader.  Zia will follow the lives of these characters and members of her family well into the present. In all instances in dealing with these characters deference was paid to Chinese traditions as a dominant theme.  Whether issues dealing with family relationships, key decision-making, or dealing with outside threats the opinion of women gave way to those of men despite the danger it might create for family members.  Another constant in the lives of these four characters was the fear of the Japanese to the point that several individuals discussed had to take on new identities to survive, especially those who had to travel back and forth into the interior of China to be with fathers, or escape arrest.

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(Mao ZeDong)

Zia does a masterful job explaining the origin of western control of the international section of Shanghai where people sought refuge and escape from the oncoming Japanese.  In doing so, Zia integrates the history of western imperialism in China dating back to the First Opium War, 1839-1842 that produced the first unequal treaties that gave first England, then other countries extraterritorial rights in China.  Outside of Shanghai, Chinese peasants lived a life of poverty, and the dichotomy emerged of “abject misery coexisting with unabashed opulence.”  The author employs the family histories of her main characters to describe the racist and ethnocentric attitudes and actions taken by foreigners in China.

As Zia presents her narrative many important historical events and occurrences are discussed.  Among the most interesting is the fact despite the danger and violence of Japanese occupation, roughly 20,000 Ashkenazi Jews were accepted in Shanghai and escaped the Holocaust.  By early 1943 over 7600 allied nationals, mostly American, British and Dutch were sent to internment camps which Zia points out were not as accommodating as those created in the United States for over 120,000 Japanese-Americans.  After the Japanese surrendered the issue of collaborationists raised its ugly head affecting family members who were arrested for their work with the Japanese.  Interestingly, as soon as the Pacific war ended, the Japanese continued to fight the Communist Chinese in the northeast under orders from the Americans and the Nationalists.  This angered the residences of Shanghai, but the burgeoning civil war between the followers of Mao Zedong and Chiang Kai-shek took precedence over everything.

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(Chiang Kai-Shek)

The difficulties of displacement and reorientation following the Japanese defeat is on full display through Zia’s protagonists.  Issues of legitimacy in all aspects of society emerged, i.e.; students who had left for the interior during the war v. students who remained in Shanghai and were educated at universities.  Demonstrations, some rioting were all part of the landscape of Shanghai between the end of the war and the arrival first of the Nationalists and then the Communists.

Zia spends a great deal of time discussing the Nationalist seizure of Taiwan after the Maoist victory and the harsh dictatorship that was imposed by Chiang Kai-Shek and his forces.  She follows American domestic politics and its impact on Bing and Ho as they tried to renew their lives in the United States and deal with immigration authorities as the Cold War evolved.  The McCarthyite period, the outbreak of the Korean War, and other events impacted all of Zia’s subjects greatly.

As the narrative unfolds, Zia introduces several interesting characters that have important roles to play in the lives of Benny, Bing, Ho, and Annou.  Chief among them are Betty Woo, Bing’s adopted sister who seems to be able to support her family through her charm and savvy as she arranges marriages, money, and whatever needs that must be met.  Annou’s father is a disaster as he “hates” his youngest daughter, and Benny’s father, a Nationalist insider who is eventually captured and imprisoned by the Communists.  His father’s background became a source of his own suffering as Zia describes his treatment by the Maoist government through numerous campaigns including the Cultural Revolution.

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(People fleeing Shanghai, circa, 1949)

At certain points in the narrative the book devolves into a description of a series of human waves to escape oncoming tragedy.  First, the Japanese in 1937, then the Communist Chinese in 1949.  In each case massive numbers of refugees are created in Shanghai and later Taiwan, Hong Kong, and parts of Southeast Asia.  The mass exodus of 1949 produced an estimate of 1.5 million of Shanghai’s 6 million residents scattering anywhere governments would accept them.  Zia’s protagonists and their families are part of that exodus and she follows their stories to the present day.  What is clear is that the suffering of refugees during that period in history was a catastrophe for those people as are the refugee issues faced by survivors of the current Syrian Civil War, events in the Sudan, Yemen, Darfur, as well as migrants currently seeking entrance into the United States.

Zia’s work is to be commended as she presents a history of western imperialism, Shanghai, the diaspora of many Chinese as they disperse to Taiwan, Hong Kong, the United States and elsewhere after 1949.  She narrates Chinese history through the eyes of her subjects and provides the reader excellent insights into events on the mainland, Taiwan, and Hong Kong.  Zia writes well and is sensitive to the experiences of her subjects and how they were impacted by historical events.  It is interesting that New York will become an area that all four of Zia’s subjects find common experience and lastly, she should be commended for her  presentation of the Shanghai diaspora.

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